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ProfessorBainbridge.com: Call for Sarbanes-Oxley 408 Anecdotes

ProfessorBainbridge.com: Call for Sarbanes-Oxley 408 Anecdotes

by Rick Turoczy on June 29, 2006

In connection with my forthcoming book on Sarbanes-Oxley, I’d be interested in collecting anecdotes about the SEC review of corporate disclosure documents pursuant to the mandate in Section 408 that such reviews be conducted at least once every three years. What did the review entail? Did the staff review a single document or all documents filed within a given time period? What extrinsic sources of information did the staff use to evaluate the disclosures, if any, or did the staff stay within the four corners of the document? And so on. If you’re a lawyer or an executive with a war story to share, email me. I promise complete confidentiality.

ProfessorBainbridge.com: Call for Sarbanes-Oxley 408 Anecdotes

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